SEC Form 4 · accession 0001209191-17-053614
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy Carol Gavant
Officer — SVP/Chief Accounting Officer
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 2,200 | $13.60 | A | 16,737 | D | |
| Common Stock | Sep 19, 2017 | M | 880 | $10.30 | A | 17,617 | D | |
| Common Stock | Sep 19, 2017 | M | 880 | $8.20 | A | 18,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(right to buy) | $13.60 | Sep 19, 2017 | M | 2,200 | D | Aug 16, 2013 | Aug 16, 2020 | Common Stock | 2,200 | 0 | D |
| Option(right to buy) | $10.30 | Sep 19, 2017 | M | 880 | D | Apr 4, 2014 | Apr 3, 2021 | Common Stock | 880 | 0 | D |
| Option(right to buy) | $8.20 | Sep 19, 2017 | M | 880 | D | Feb 23, 2015 | Feb 22, 2022 | Common Stock | 880 | 0 | D |