SEC Form 4 · accession 0001209191-17-042241
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Paulette
Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | M | 2,528 | $0.00 | A | 8,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 27, 2017 | M | 2,528 | D | — | — | Common Stock | 2,528 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of XBKS common stock.
- F2The restricted stock units vested on the first anniversary of the grant date, June 27, 2015, and settled for shares of common stock on June 27, 2017.