SEC Form 4 · accession 0001140361-16-048830
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Lewis Witt
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 27, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | M | 17,857 | — | A | 46,188 | D | |
| Common Stock | holding | — | — | — | 3,171 | I | By Inner-View Ltd., of which Mr. Witt is owner and President | |
| Common Stock | holding | — | — | — | 13,427 | I | By Hampton Roads Bankshares, Inc. Amended and Restated Directors Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 908 | I | By retirement account for benefit of spouse, Judith W. Witt | |
| Common Stock | holding | — | — | — | 253 | I | By retirement account for benefit of W. Lewis Witt | |
| Common Stock | holding | — | — | — | 6,037 | I | By ROTH IRA for benefit of W. Lewis Witt | |
| Common Stock | holding | — | — | — | 305 | I | By TOD Registration account for benefit of Judith W. Witt | |
| Common Stock | holding | — | — | — | 4,926 | I | By TOD Registration account for benefit of W. Lewis Witt |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 15, 2016 | M | 17,857 | D | — | — | Common Stock | 17,857 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2On December 14, 2012, the reporting person was granted 17,857 restricted stock units, which settled on January 15, 2016.