SEC Form 4 · accession 0001140361-15-044697
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B. Dix III
Officer — CFO and Treasurer
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 9:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | M | 78,616 | — | A | 156,936 | D | |
| Common Stock | Dec 14, 2015 | F | 26,022 | $1.82 | D | 130,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 14, 2015 | M | 78,616 | D | — | — | Common Stock | 78,616 | 0 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of common stock.
- F2The restricted stock units were fully vested On December 13, 2015.