SEC Form 5 · accession 0000899243-16-031709
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Paulette
Director
Period of report
Dec 31, 2015
Accepted (ET)
Oct 14, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Mar 26, 2015 | M | 17,857 | — | A | 34,592 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 26, 2015 | M | 17,857 | D | — | — | Common Stock | 17,857 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of XBKS common stock.
- F2The restricted stock units vested on the grant date, December 14, 2012, and settled for shares of common stock on March 26, 2015.
- F3The total in Column 5 has been corrected to reflect the 1-for-25 reverse stock split that took place on April 27, 2011 and address an additional mathematical error carried forward since the Form 4 filed on July 8, 2011.