SEC Form 4 · accession 0001127602-18-020059
GREAT PLAINS ENERGY INC · GXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A. Caisley
Officer — VP-Marketing & Public Affairs
Period of report
Jun 3, 2018
Accepted (ET)
Jun 5, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2018 | A | 8,158 | $0.00 | A | 41,414 | D | |
| Common StockF2 | Jun 4, 2018 | D | 41,414 | $0.00 | D | 0 | D | |
| Common StockF2 | Jun 4, 2018 | D | 100 | $0.00 | D | 0 | I | By Daughter |
| Common StockF2 | Jun 4, 2018 | D | 700 | $0.00 | D | 0 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on June 5, 2020, if the officer remains employed with the company through the vesting date.
- F2Disposed of pursuant to that certain Amended and Restated Agreement and Plan of Merger ("Merger Agreement") dated as of July 9, 2017 by and among Great Plains Energy Incorporated ("Great Plains Energy"), Westar Energy, Inc., Evergy, Inc. ("Evergy") (formerly Monarch Energy Holding, Inc.), King Energy, Inc., and for certain limited purposes, GP Star, Inc. in exchange for shares of Evergy common stock at an exchange ratio of 0.5981 for each Great Plains Energy share on the effective date of the merger. On the effective date of the merger, the closing price of Great Plains Energy's common stock was $31.99 per share, and Evergy's common stock had not yet commenced trading on the New York Stock Exchange.