SEC Form 4 · accession 0001127602-16-047958
GREAT PLAINS ENERGY INC · GXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Ferguson Jr.
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143068
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 6,517 | D | ||
| Common Stock | holding | — | — | — | 1,200 | I | Keough Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Deferred Share UnitsF2,F3 | — | Mar 29, 2016 | A | 621 | A | — | — | Common Stock | 621 | 25,886 | D |
Explanation of responses
- F1Amount includes 7 shares acquired between December 29, 2015, and March 29, 2016, through participation in the Company's Dividend Reinvestment and Direct Stock Purchase Plan.
- F2Director Deferred Share units are granted under the Long-Term Incentive Plan. Each unit represents the right to receive one share of Great Plains Energy Common Stock, plus stock reflecting reinvested dividends. Units are converted to stock and distributed following termination of service on the Board pursuant to elections made by the reporting person.
- F3Amount includes 209 Director Deferred Share Units accrued from December 29, 2015, through March 29, 2016, through dividend reinvestment.