SEC Form 3 · accession 0001493152-17-007780
TAURIGA SCIENCES, INC. · TAUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Patrick Lacey
Officer — Chief Financial Officer
Period of report
Jul 5, 2017
Accepted (ET)
Jul 13, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,000,000 | D | ||
| Common StockF2 | holding | — | — | — | 3,000,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Registrant has agreed to issue the Reporting Person 20,000,000 of shares of Common Stock in partial consideration of the Reporting Person's service as the Registrant's Chief Financial Officer. These shares have not been issued as of the date hereof. All 20,000,000 shares of Common Stock will be "restricted securities" as defined by Rule 144 promulgated under the Securities Act of 1933, as amended.
- F2These 3,000,000 shares of Common Stock were previously issued to Mariner Consulting Group, Inc. for accounting services previously provided to the Registrant. The Reporting Person is the sole shareholder and has voting control of Mariner Consulting Group, Inc. All 3,000,000 shares of Common Stock are "restricted securities" as defined by Rule 144 promulgated under the Securities Act of 1933, as amended.