SEC Form 4 · accession 0001493152-16-009122
TAURIGA SCIENCES, INC. · TAUG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas James Graham
Director
Period of report
Feb 4, 2016
Accepted (ET)
Apr 22, 2016 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00001 | Feb 4, 2016 | S | 169,700 | $0.003 | D | 2,000,000 | D | |
| Common Stock, par value $0.00001F2 | Mar 30, 2016 | A | 8,000,000 | $0.00 | A | 10,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was unable to file a Form 4 for this transaction due to an outstanding invoice with the Registrant's Edgar filing company. This invoice has been resolved.
- F2The Reporting Person received these from the Registrant in consideration of the Reporting Person's service as a member of the Board of Directors. All such shares are "restricted securities" as defined by the Securities Act of 1933, as amended.