SEC Form 4 · accession 0001209191-19-016854
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucas Vitale
Officer — Chief Human Resources Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 3,992 | $0.00 | A | 6,799 | D | |
| Common StockF2,F1 | Mar 1, 2019 | F | 1,404 | $58.48 | D | 5,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRSUsF3,F4 | $0.00 | Mar 1, 2019 | M | 991 | D | — | — | Common Stock | 991 | 0 | D |
| RSUsF5,F6 | $0.00 | Mar 1, 2019 | M | 3,001 | D | — | — | Common Stock | 3,001 | 0 | D |
| RSUsF5,F7 | $0.00 | Mar 1, 2019 | A | 5,130 | A | — | — | Common Stock | 5,130 | 5,130 | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
- F2Shares withheld by the Issuer to satisfy tax withholding obligations.
- F3Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F4This PRSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the PRSU award, the award vested as to 991 shares on March 1, 2019.
- F5Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F6This RSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the RSU award, the award vested as to 3,001 shares on March 1, 2019.
- F7This RSU award was granted to the Reporting Person on March 1, 2019. In accordance with the terms of the RSU award, the award will vest in full on March 1, 2022.