SEC Form 4 · accession 0001209191-19-016800
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory T Lucier
Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 79,814 | $0.00 | A | 230,776 | I | Family Trust |
| Common StockF2,F1 | Mar 1, 2019 | F | 38,769 | $58.48 | D | 192,007 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRSUsF3,F4 | $0.00 | Mar 1, 2019 | M | 19,804 | D | — | — | Common Stock | 19,804 | 0 | D |
| PRSUsF3,F5 | $0.00 | Mar 1, 2019 | M | 60,010 | D | — | — | Common Stock | 60,010 | 0 | D |
Explanation of responses
- F1Shares indirectly held by the Reporting Person. The Reporting Person also holds conditional rights to directly receive shares pursuant to previously disclosed Company equity awards.
- F2Shares withheld by the Issuer to satisfy tax withholding obligations.
- F3Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F4This PRSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the PRSU award, the award vested as to 19,804 shares on March 1, 2019.
- F5This PRSU award was granted to the Reporting Person on March 1, 2016. In accordance with the terms of the PRSU award, the award vested as to 60,010 shares on March 1, 2019.