SEC Form 3 · accession 0001209191-19-003121
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul McClintock
Officer — President, U.S. Commercial
Period of report
Jan 1, 2019
Accepted (ET)
Jan 9, 2019 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUsF2,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,065 | — | D |
| RSUsF2,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,983 | — | D |
| RSUsF2,F5 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,048 | — | D |
| RSUsF2,F6 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,158 | — | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to Company equity awards as disclosed on this Form 3.
- F2Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F3This RSU award was granted to the Reporting Person on April 1, 2016. In accordance with the terms of the RSU award, the award will vest as to 5,065 shares on April 1, 2019.
- F4This RSU award was granted to the Reporting Person on March 1, 2017. In accordance with the terms of the RSU award, the award will vest as to 1,983 shares on March 1, 2020.
- F5This RSU award was granted to the Reporting Person on April 30, 2018. In accordance with the terms of the RSU award, the award will vest as to 7,048 shares on April 30, 2021.
- F6This RSU award was granted to the Reporting Person on August 1, 2018. In accordance with the terms of the RSU award, the award will vest as to 1,158 shares on August 1, 2020.