SEC Form 4 · accession 0001209191-18-010077
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald J Rosenberg
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | M | 5,113 | $0.00 | A | 5,113 | I | Family Trust |
| Common StockF1 | Feb 12, 2018 | M | 850 | $0.00 | A | 5,963 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUsF2,F3 | $0.00 | Feb 12, 2018 | M | 5,113 | D | — | — | Common Stock | 5,113 | 0 | D |
| RSUsF2,F4 | $0.00 | Feb 1, 2018 | M | 850 | D | — | — | Common Stock | 850 | 0 | D |
Explanation of responses
- F1Shares indirectly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.
- F2Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F3This RSU award was granted to the Reporting Person on February 12, 2016. In accordance with the terms of the RSU award, the award vested in full on February 12, 2018.
- F4This RSU award was granted to the Reporting Person on February 12, 2016. In accordance with the terms of the RSU award, the award vested in full on May 19, 2016. Delivery of the shares underlying the RSU award was deferred until February 12, 2018.