SEC Form 4 · accession 0001209191-17-067668
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Link
Officer — EVP, Strategy, Tech & Corp Dev
Period of report
Dec 26, 2017
Accepted (ET)
Dec 29, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2017 | G | 509 | $0.00 | D | 82,335 | D | |
| Common StockF1 | Dec 27, 2017 | M | 7,500 | $38.78 | A | 89,835 | D | |
| Common StockF2,F1 | Dec 27, 2017 | F | 5,325 | $58.84 | D | 84,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $38.78 | Dec 27, 2017 | M | 5,350 | D | — | — | Common Stock | 5,350 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $38.78 | Dec 27, 2017 | M | 2,150 | D | — | — | Common Stock | 2,150 | 0 | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards. Amount includes 429 shares acquired under the Issuer's employee stock purchase plan in April 2017.
- F2Payment of exercise price and tax liability, as applicable, by Issuer's withholding of shares incident to the respective option exercise.
- F3The option, representing a right to purchase a total of 5,350 shares, was granted on January 2, 2008 and is fully vested.
- F4The option, representing a right to purchase a total of 2,150 shares, was granted on January 2, 2008 and is fully vested.