SEC Form 4 · accession 0001209191-16-133782
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Hannon
Officer — EVP, International
Period of report
Jul 20, 2016
Accepted (ET)
Jul 22, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 20, 2016 | M | 2,920 | $32.80 | A | 38,305 | D | |
| Common StockF2,F1 | Jul 20, 2016 | S | 2,920 | $62.80 | D | 35,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $32.80 | Jul 20, 2016 | M | 2,920 | D | — | Jan 4, 2020 | Common Stock | 2,920 | 0 | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
- F2Sales effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person, which is intended to comply with Rule 10b5-1.
- F3The option, representing a right to purchase a total of 2,920 shares, was granted on January 4, 2010 and is fully vested.