SEC Form 4 · accession 0001209191-16-100707
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Farrell
Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | M | 8,000 | $18.95 | A | 15,627 | I | Family Trust |
| Common StockF1 | Feb 18, 2016 | M | 6,000 | $16.50 | A | 21,627 | I | Family Trust |
| Common StockF2,F1 | Feb 18, 2016 | F | 6,440 | $38.91 | D | 15,187 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $18.95 | Feb 18, 2016 | M | 8,000 | D | — | Mar 3, 2016 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $16.50 | Feb 18, 2016 | M | 6,000 | D | — | May 24, 2016 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Company equity awards.
- F2Payment of exercise price by Issuer's withholding of shares incident to the respective option exercise.
- F3The option, representing a right to purchase a total of 8,000 shares, was granted on March 3, 2006 and is fully vested.
- F4The option, representing a right to purchase a total of 6,000 shares, was granted on May 24, 2006 and is fully vested.