SEC Form 4 · accession 0001209191-16-099449
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Friel
Director
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUsF1,F2 | $0.00 | Feb 12, 2016 | A | 5,113 | A | — | — | Common Stock | 5,113 | 5,113 | D |
| RSUsF1,F3 | $0.00 | Feb 12, 2016 | A | 850 | A | — | — | Common Stock | 850 | 850 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
- F2Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on February 12, 2018. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors.
- F3Award of RSUs pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the date of the Issuer's 2016 Annual Meeting of Stockholders. Settlement of this award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors.