SEC Form 4 · accession 0001209191-15-073863
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Link
Officer — President, U.S. Commercial
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | A | 1,250 | — | A | 55,455 | D | |
| Common StockF3,F2 | Oct 1, 2015 | F | 652 | $48.88 | D | 54,803 | D | |
| Common StockF4,F2 | Oct 5, 2015 | S | 1,714 | $50.72 | D | 53,089 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of vested shares under Restricted Stock Unit awards dated October 8, 2012.
- F2Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
- F3Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated October 8, 2012.
- F4Sale effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person, which is intended to comply with Rule 10b5-1.