SEC Form 4 · accession 0001209191-15-069418

NUVASIVE INC · NUVA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Int'l and General Counsel

Period of report

Sep 1, 2015

Accepted (ET)

Sep 3, 2015 · 4:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001142596

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 1, 2015	M	413	$38.94	A	18,978	D
Common Stock^F1	Sep 1, 2015	M	96,095	$38.94	A	115,073	D
Common Stock^F2,F1	Sep 1, 2015	F	84,546	$52.01	D	30,527	D
Common Stock^F3,F4,F1	Sep 1, 2015	S	11,770	$52.02	D	18,757	D
Common Stock^F3,F1	Sep 2, 2015	S	192	$51.97	D	18,565	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$38.94	Sep 1, 2015	M	413	D	—	Jan 4, 2018	Common Stock	413	0	D
Employee Stock Option (Right to Buy)^F6	$38.94	Sep 1, 2015	M	96,095	D	—	Jan 4, 2018	Common Stock	96,095	0	D

F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
F2Payment of exercise price and tax liability by Issuer's withholding of shares incident to the respective option exercise.
F3Sales effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person, which is intended to comply with Rule 10b5-1.
F4Weighted average sales price from sales transactions ranging from $51.67 to $52.26. Upon request by the Commission staff or a security holder of the Issuer, either the Issuer or the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
F5The option, representing a right to purchase a total of 3,905 shares, was granted on January 4, 2008 and is fully vested.
F6The option, representing a right to purchase a total of 96,095 shares, was granted on January 4, 2008 and is fully vested.