SEC Form 4 · accession 0001209191-15-059665
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Wolterman
Director
Period of report
Jul 2, 2015
Accepted (ET)
Jul 6, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 2, 2015 | A | 4,230 | $0.00 | A | 0 | D | |
| Common StockF3,F2 | Jul 2, 2015 | A | 2,644 | $0.00 | A | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on July 2, 2017. Settlement of this Award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors.
- F2Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
- F3Award of Restricted Stock Units pursuant to Issuer's Board of Director's compensation policies granted under Issuer's 2014 Equity Incentive Plan. The grant will vest in full on the date of the Issuer's 2016 Annual Meeting of Stockholders. Settlement of this Award has been deferred until the Reporting Person's separation from service with the Issuer's Board of Directors.