SEC Form 4/A · accession 0001209191-15-046711
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Russell Powers
Officer — EVP, International
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 21, 2015 | S | 2,410 | $48.0936 | D | 75,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 1, 2015, the Reporting Person reported a sale of shares to cover the exercise price of an underlying stock option. Due to broker error, the transaction was reversed and re-executed. Accordingly, the corresponding filing is hereby amended to reflect the final trade date and sale price. The sale was effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on March 10, 2015, which is intended to comply with Rule 10b5-1.
- F2Weighted average from two transactions with prices ranging from $48.0810 to $48.0947. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
- F3Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.