SEC Form 4 · accession 0001209191-15-038005
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Miles
Officer — President and COO
Period of report
May 1, 2015
Accepted (ET)
May 1, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 1, 2015 | A | 22,397 | $0.00 | A | 92,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units dated May 1, 2015, which vests in four equal annual installments beginning on May 1, 2016.
- F2Does not include securities underlying the RSU award reported on this Form 4, which securities will only be included in the Reporting Person's Beneficially Owned Securities upon each vesting of the RSU award as reflected in Footnote 1. Until any such vesting occurs, the Reporting Person does not have any voting rights, ownership interest or control over the securities underlying the RSU award reported on this Form 4.
- F3Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.