SEC Form 4 · accession 0001209191-15-021529
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Link
Officer — President, U.S. Sales and Svc.
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2015 | A | 1,250 | — | A | 68,905 | D | |
| Common StockF3,F2 | Mar 1, 2015 | F | 652 | $45.75 | D | 68,253 | D | |
| Common StockF4,F5,F2 | Mar 3, 2015 | S | 7,500 | $44.4575 | D | 60,753 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of vested shares under Restricted Stock Unit grant dated July 1, 2013.
- F2Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- F3Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated July 1, 2013.
- F4Sale effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on December 12, 2014, which is intended to comply with Rule 10b5-1.
- F5Weighted average from 51 transactions with prices ranging from $44.1100 to $44.7800. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.