SEC Form 4 · accession 0001209191-15-008871
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Hannon
Officer — EVP, General Counsel & Sec.
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2015 | A | 43,659 | $0.00 | A | 75,899 | D | |
| Common StockF3,F2 | Feb 1, 2015 | F | 20,746 | $46.32 | D | 55,153 | D | |
| Common StockF4,F2 | Feb 1, 2015 | A | 6,337 | $0.00 | A | 61,490 | D | |
| Common StockF5,F2 | Feb 1, 2015 | F | 3,306 | $46.32 | D | 58,184 | D | |
| Common StockF6,F7 | Feb 1, 2015 | A | 8,316 | $0.00 | A | 66,500 | D | |
| Common StockF7,F2 | Feb 1, 2015 | F | 4,339 | $46.32 | D | 62,161 | D | |
| Common StockF8,F2 | Feb 1, 2015 | A | 4,397 | $0.00 | A | 66,558 | D | |
| Common StockF9,F2 | Feb 1, 2015 | F | 2,294 | $46.32 | D | 64,264 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of the remaining one-half of the Performance Restricted Stock Units (PRSUs) granted on March 1, 2013. The performance criteria for such PRSUs was confirmed by the Issuer's Compensation Committee on January 24, 2014.
- F2Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- F3Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of PRSUs dated March 1, 2013.
- F4Settlement of vested shares under Restricted Stock Unit grant dated February 13, 2012.
- F5Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 13, 2012.
- F6Settlement of vested shares under Restricted Stock Unit grant dated February 26, 2013.
- F7Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 26, 2013.
- F8Settlement of vested shares under Restricted Stock Unit grant dated February 19, 2014.
- F9Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 19, 2014.