SEC Form 4 · accession 0001209191-15-008867
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexis V Lukianov
Officer — Chairman & CEO · Director
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2015 | A | 92,789 | $0.00 | A | 260,220 | D | |
| Common StockF3,F2 | Feb 1, 2015 | F | 48,399 | $46.32 | D | 211,821 | D | |
| Common StockF1,F2 | Feb 1, 2015 | A | 92,785 | $0.00 | A | 304,606 | D | |
| Common StockF3,F2 | Feb 1, 2015 | F | 48,415 | $46.32 | D | 256,191 | D | |
| Common StockF4,F2 | Feb 1, 2015 | A | 43,567 | $0.00 | A | 299,758 | D | |
| Common StockF5,F2 | Feb 1, 2015 | F | 22,733 | $46.32 | D | 277,025 | D | |
| Common StockF6,F2 | Feb 1, 2015 | A | 35,347 | $0.00 | A | 312,372 | D | |
| Common StockF7,F2 | Feb 1, 2015 | F | 18,444 | $46.32 | D | 293,928 | D | |
| Common StockF8,F2 | Feb 1, 2015 | A | 18,689 | $0.00 | A | 312,617 | D | |
| Common StockF9,F2 | Feb 1, 2015 | F | 9,751 | $46.32 | D | 302,866 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of the remaining one-half of the Performance Restricted Stock Units (PRSUs) granted on March 1, 2013. The performance criteria for such PRSUs was confirmed by the Issuer's Compensation Committee on January 24, 2014.
- F2Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- F3Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of PRSUs dated March 1, 2013.
- F4Settlement of vested shares under Restricted Stock Unit grant dated February 13, 2012.
- F5Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 13, 2012.
- F6Settlement of vested shares under Restricted Stock Unit grant dated February 26, 2013.
- F7Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 26, 2013.
- F8Settlement of vested shares under Restricted Stock Unit grant dated February 19, 2014.
- F9Shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting/settlement of Restricted Stock Unit awards dated February 19, 2014.