SEC Form 4 · accession 0001214659-16-015197
1ST CONSTITUTION BANCORP · FCCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Mangano
Officer — President and CEO · Director
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141807
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | M | 3,158 | $12.01 | A | 492,634 | D | |
| Common StockF1 | Dec 1, 2016 | D | 2,342 | $16.20 | D | 490,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF2,F3 | $12.01 | Dec 1, 2016 | M | 3,158 | D | — | Dec 21, 2016 | Common Stock | 3,158 | 0 | D |
Explanation of responses
- F1Share amounts have been adjusted to reflect a 5% stock dividend paid on February 1, 2016.
- F2Exercise price and shares subject to this option have been adjusted to reflect stock dividends paid since grant.
- F320% of the options became exercisable on the date of grant. The remaining options became exercisable in equal annual installments on December 21, 2007, December 21, 2008, December 21, 2009 and December 21, 2010.