SEC Form 4 · accession 0001493152-18-005746
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2018 | M | 18,273 | $29.05 | A | 89,857 | D | |
| Common Stock | Apr 23, 2018 | F | 8,870 | $29.05 | D | 80,987 | D | |
| Common Stock | holding | — | — | — | 3,456 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $14.10 | Apr 23, 2018 | M | 18,273 | D | — | Apr 23, 2018 | Common Stock | 18,273 | 0 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.