SEC Form 4 · accession 0001493152-18-005539
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Apr 19, 2018
Accepted (ET)
Apr 20, 2018 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2018 | M | 767 | $29.00 | A | 72,351 | D | |
| Common Stock | Apr 19, 2018 | S | 767 | $29.00 | D | 71,584 | D | |
| Common Stock | holding | — | — | — | 3,456 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $14.10 | Apr 19, 2018 | M | 767 | D | — | Apr 23, 2018 | Common Stock | 767 | 18,273 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.
- F2The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.