SEC Form 4 · accession 0001493152-18-003434
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 3,780 | $28.72 | A | 75,364 | D | |
| Common Stock | Mar 13, 2018 | S | 3,780 | $28.72 | D | 71,584 | D | |
| Common Stock | Mar 14, 2018 | M | 703 | $28.70 | A | 72,287 | D | |
| Common Stock | Mar 14, 2018 | S | 703 | $28.70 | D | 71,584 | D | |
| Common Stock | holding | — | — | — | 3,456 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $14.10 | Mar 13, 2018 | M | 3,780 | D | — | Apr 23, 2018 | Common Stock | 3,285 | 21,143 | D |
| Options to Purchase Common StockF1 | $14.10 | Mar 14, 2018 | M | 703 | D | — | Apr 23, 2018 | Common Stock | 703 | 20,440 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.