SEC Form 4 · accession 0001493152-18-003296
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | M | 3,825 | $28.90 | A | 75,409 | D | |
| Common StockF1 | Mar 9, 2018 | S | 3,825 | $28.90 | D | 71,584 | D | |
| Common StockF1 | holding | — | — | — | 3,456 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $14.10 | Mar 9, 2018 | M | 3,825 | D | — | Apr 23, 2018 | Common Stock | 3,825 | 24,923 | D |
Explanation of responses
- F1As adjusted for the Company's 5% stock dividends in December 2016 and 2017.
- F2The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.