SEC Form 4 · accession 0001141688-16-000086
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 2,600 | $12.73 | A | 120,729 | D | |
| Common Stock | Nov 18, 2016 | S | 2,600 | $27.3163 | D | 118,129 | D | |
| Common Stock | holding | — | — | — | 35,921 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $12.73 | Nov 18, 2016 | M | 2,600 | D | — | Apr 20, 2021 | Common Stock | 2,600 | 918 | D |
Explanation of responses
- F1The options vested in four equal installments on April 20, 2012, 2013, 2014, and 2015.