SEC Form 4 · accession 0001141688-16-000082
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 10:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 11, 2016 | M | 3,051 | $15.55 | A | 114,850 | D | |
| Common Stock | Oct 11, 2016 | S | 3,051 | $26.5053 | D | 111,799 | D | |
| Common Stock | Oct 12, 2016 | M | 654 | $15.55 | A | 112,453 | D | |
| Common Stock | Oct 12, 2016 | S | 654 | $26.5008 | D | 111,799 | D | |
| Common Stock | holding | — | — | — | 35,921 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $15.55 | Oct 11, 2016 | M | 3,051 | D | — | Apr 23, 2018 | Common Stock | 3,051 | 15,983 | D |
| Options to Purchase Common StockF1 | $15.55 | Oct 12, 2016 | M | 654 | D | — | Apr 23, 2018 | Common Stock | 654 | 15,329 | D |
Explanation of responses
- F1The options vested in four equal installments on April 23, 2009, 2010, 2011, and 2012.