SEC Form 4 · accession 0001141688-16-000046
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Apr 7, 2016
Accepted (ET)
Apr 15, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2016 | M | 1 | $15.55 | A | 111,400 | D | |
| Common Stock | Apr 7, 2016 | S | 1 | $25.50 | D | 111,399 | D | |
| Common Stock | Apr 13, 2016 | M | 100 | $15.55 | A | 111,499 | D | |
| Common Stock | Apr 13, 2016 | S | 100 | $25.50 | D | 111,399 | D | |
| Common Stock | holding | — | — | — | 35,921 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1,F2 | $15.55 | Apr 7, 2016 | M | 1 | D | — | Apr 23, 2018 | Common Stock | 1 | 40,299 | D |
| Options to Purchase Common StockF1,F2 | $15.55 | Apr 13, 2016 | M | 100 | D | — | Apr 23, 2018 | Common Stock | 100 | 40,199 | D |
| Options to Purchase Common StockF1,F3 | $12.73 | holding | — | — | — | — | Apr 20, 2021 | Common Stock | 0 | 16,133 | D |
Explanation of responses
- F1As adjusted for the Company's 5% stock dividend in December 2015.
- F2The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.
- F3The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015.