SEC Form 4 · accession 0001141688-16-000039
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2016 | M | 100 | $16.67 | A | 58,442 | D | |
| Common Stock | Mar 16, 2016 | S | 100 | $24.42 | D | 58,342 | D | |
| Common Stock | Mar 17, 2016 | M | 3,507 | $16.67 | A | 61,849 | D | |
| Common Stock | Mar 17, 2016 | S | 3,507 | $24.3043 | D | 58,342 | D | |
| Common Stock | holding | — | — | — | 3,136 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $16.67 | Mar 16, 2016 | M | 100 | A | — | Apr 19, 2016 | Common Stock | 100 | 19,648 | D |
| Options to Purchase Common StockF1 | $16.67 | Mar 17, 2016 | M | 3,507 | A | — | Apr 19, 2016 | Common Stock | 3,507 | 16,141 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 19, 2007, 2008, 2009 and 2010.