SEC Form 4 · accession 0001141688-16-000037
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | M | 528 | $16.67 | A | 58,870 | D | |
| Common Stock | Mar 8, 2016 | S | 528 | $24.515 | D | 58,342 | D | |
| Common Stock | Mar 9, 2016 | M | 2,300 | $16.67 | A | 60,642 | D | |
| Common Stock | Mar 9, 2016 | S | 2,300 | $24.50 | D | 58,342 | D | |
| Common Stock | Mar 10, 2016 | M | 200 | $16.67 | A | 58,542 | D | |
| Common Stock | Mar 10, 2016 | S | 200 | $24.50 | D | 58,342 | D | |
| Common Stock | holding | — | — | — | 3,136 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $16.67 | Mar 8, 2016 | M | 528 | D | — | Apr 19, 2016 | Common Stock | 528 | 22,448 | D |
| Options to Purchase Common StockF1 | $16.67 | Mar 9, 2016 | M | 2,300 | D | — | Apr 19, 2016 | Common Stock | 2,300 | 20,148 | D |
| Options to Purchase Common StockF1 | $16.67 | Mar 10, 2016 | M | 200 | D | — | Apr 19, 2016 | Common Stock | 200 | 19,948 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 19, 2007, 2008, 2009, and 2010.