SEC Form 4 · accession 0001141688-16-000036
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Herpich
Officer — Chief Financial Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2016 | M | 200 | $16.67 | A | 58,542 | D | |
| Common StockF1 | Mar 3, 2016 | S | 200 | $24.5211 | D | 58,342 | D | |
| Common StockF1 | Mar 7, 2016 | M | 2,898 | $16.67 | A | 61,240 | D | |
| Common StockF1 | Mar 7, 2016 | S | 2,898 | $24.55 | D | 58,342 | D | |
| Common StockF1 | holding | — | — | — | 3,136 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1,F2 | $16.67 | Mar 3, 2016 | M | 200 | D | — | Apr 19, 2016 | Common Stock | 200 | 25,874 | D |
| Ooptions to Purchase Common StockF1,F2 | $16.67 | Mar 7, 2016 | M | 2,898 | D | — | Apr 19, 2016 | Common Stock | 2,898 | 22,976 | D |
Explanation of responses
- F1As adjusted for the Company's 5% stock dividends in December 2013, 2014, and 2015.
- F2The options vested in 4 equal installments on April 19, 2007, 2008, 2009, and 2010.