SEC Form 4 · accession 0001141688-16-000024
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2016 | M | 60 | $16.67 | A | 109,461 | D | |
| Common Stock | Jan 28, 2016 | S | 60 | $25.56 | D | 109,401 | D | |
| Common Stock | Jan 29, 2016 | M | 38 | $16.67 | A | 109,439 | D | |
| Common Stock | Jan 29, 2016 | S | 38 | $25.18 | D | 109,401 | D | |
| Common Stock | Feb 1, 2016 | M | 571 | $16.67 | A | 109,972 | D | |
| Common Stock | Feb 1, 2016 | S | 571 | $25.144 | D | 109,401 | D | |
| Common Stock | holding | — | — | — | 35,921 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $16.67 | Jan 28, 2016 | M | 60 | D | — | Apr 19, 2016 | Common Stock | 60 | 16,603 | D |
| Options to Purchase Common StockF1 | $16.67 | Jan 29, 2016 | M | 38 | D | — | Apr 19, 2016 | Common Stock | 38 | 16,565 | D |
| Options to Purchase Common StockF1 | $16.67 | Feb 1, 2016 | M | 571 | D | — | Apr 19, 2016 | Common Stock | 571 | 15,994 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 19, 2007, 2008, 2009, and 2010.