SEC Form 4 · accession 0001141688-16-000020
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 7, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 500 | $16.67 | A | 109,901 | D | |
| Common Stock | Jan 4, 2016 | S | 500 | $26.0291 | D | 109,401 | D | |
| Common Stock | Jan 4, 2016 | M | 400 | $16.67 | A | 109,801 | D | |
| Common Stock | Jan 4, 2016 | S | 400 | $25.0599 | D | 109,401 | D | |
| Common Stock | Jan 5, 2016 | M | 650 | $16.67 | A | 110,051 | D | |
| Common Stock | Jan 5, 2016 | S | 650 | $25.00 | D | 109,401 | D | |
| Common Stock | holding | — | — | — | 35,921 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $16.67 | Jan 4, 2016 | M | 500 | D | — | Apr 19, 2016 | Common Stock | 500 | 20,259 | D |
| Options to Purchase Common StockF1 | $16.67 | Jan 4, 2016 | M | 400 | D | — | Apr 19, 2016 | Common Stock | 400 | 19,859 | D |
| Options to Purchase Common StockF1 | $16.67 | Jan 5, 2016 | M | 650 | D | — | Apr 19, 2016 | Common Stock | 650 | 19,209 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 19, 2007, 2008, 2009, and 2010.