SEC Form 4 · accession 0001141688-15-000012
LANDMARK BANCORP INC · LARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick L Alexander
Officer — Executive Chairman · Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 900 | $17.50 | A | 105,025 | D | |
| Common Stock | Nov 20, 2015 | S | 900 | $27.12 | D | 104,125 | D | |
| Common Stock | Nov 23, 2015 | M | 348 | $17.50 | A | 104,473 | D | |
| Common Stock | Nov 23, 2015 | S | 348 | $27.004 | D | 104,125 | D | |
| Common Stock | holding | — | — | — | 34,211 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $17.50 | Nov 20, 2015 | M | 900 | D | — | Apr 19, 2016 | Common Stock | 900 | 29,346 | D |
| Options to Purchase Common StockF1 | $17.50 | Nov 23, 2015 | M | 348 | D | — | Apr 19, 2016 | Common Stock | 348 | 28,998 | D |
Explanation of responses
- F1The options vested in 4 equal installments on April 18, 2007, 2008, 2009, and 2010.