SEC Form 4 · accession 0001225208-15-016642
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martina Hundmejean
Officer — Chief Financial Officer
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 6, 2015 | M | 64,880 | $23.274 | A | 216,793 | D | |
| Class A Common StockF1,F2 | Aug 6, 2015 | S | 11,175 | $98.3229 | D | 205,618 | D | |
| Class A Common StockF1,F3 | Aug 6, 2015 | S | 65,690 | $97.768 | D | 139,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F4 | $23.274 | Aug 6, 2015 | M | 64,880 | D | — | Mar 1, 2020 | Class A Common Stock | 64,880 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on May 21, 2015. The pre-planned trading plan was adopted by the reporting person on May 18, 2015.
- F2Represents the weighted average sales price for price increments ranging from $98.25 to $98.44
- F3Represents the weighted average sales price for price increments ranging from $97.25 to $98.24
- F4The reporting person was awarded 64,880 employee stock options on March 1, 2010, which vested in four equal annual installments beginning on March 1, 2011.