SEC Form 4 · accession 0001225208-15-003751
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris McWilton
Officer — President, North America
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 10, 2015 | M | 16,220 | $23.274 | A | 41,970 | D | |
| Class A Common Stock | Feb 10, 2015 | M | 13,160 | $24.036 | A | 55,130 | D | |
| Class A Common Stock | Feb 10, 2015 | S | 29,380 | $85.11 | D | 25,750 | D | |
| Class A Common Stock | holding | — | — | — | 15,000 | I | Held in GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $23.274 | Feb 10, 2015 | M | 16,220 | D | — | Mar 1, 2020 | Class A Common Stock | 16,220 | 0 | D |
| Employee Stock Option (right to buy)F2 | $24.036 | Feb 10, 2015 | M | 13,160 | D | — | Mar 1, 2021 | Class A Common Stock | 13,160 | 57,040 | D |
Explanation of responses
- F1The reporting person was awarded 64,880 employee stock options on March 1, 2010, which vested in four equal annual installments.
- F2The reporting person was awarded 70,200 employee stock options on March 1, 2011, of which 52,650 have vested. The remaining 17,550 shares will vest on March 1, 2015.