SEC Form 4 · accession 0001141391-19-000030
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilberto Caldart
Officer — President, International
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2019 | A | 5,289 | $0.00 | A | 5,289 | D | |
| Class A Common StockF2 | holding | — | — | — | 48,916 | I | See footnote below |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $227.25 | Mar 1, 2019 | A | 14,144 | A | — | Mar 1, 2029 | Class A Common Stock | 14,144 | 14,144 | D |
Explanation of responses
- F1Settlement of performance stock units in shares of Class A common stock.
- F2The shares are held by a family-owned company, controlled by the reporting person.
- F3The employee stock options vest in four (4) equal annual installments beginning March 1, 2020.