SEC Form 4 · accession 0001141391-18-000145
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Haythornthwaite
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 17, 2018 | S | 800 | $190.6037 | D | 40,183 | D | |
| Class A Common StockF1,F3 | Dec 17, 2018 | S | 1,200 | $191.3625 | D | 38,983 | D | |
| Class A Common StockF1,F4 | Dec 17, 2018 | S | 2,590 | $192.5276 | D | 36,393 | D | |
| Class A Common StockF1,F5 | Dec 17, 2018 | S | 410 | $193.2415 | D | 35,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on October 31, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $190.01 to $190.96. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $191.08 to $192.07. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $192.09 to $193.01. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $193.10 to $193.36. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.