SEC Form 4 · accession 0001141391-18-000115
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martina Hundmejean
Officer — Chief Financial Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 1, 2018 | M | 54,000 | $51.83 | A | 128,905 | D | |
| Class A Common StockF1,F2 | Aug 1, 2018 | S | 19,462 | $199.6023 | D | 109,443 | D | |
| Class A Common StockF1,F3 | Aug 1, 2018 | S | 35,068 | $200.4397 | D | 74,375 | D | |
| Class A Common StockF1,F4 | Aug 1, 2018 | S | 15,287 | $201.087 | D | 59,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $51.83 | Aug 1, 2018 | M | 54,000 | D | — | Mar 1, 2023 | Class A Common Stock | 54,000 | 47,360 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 8, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $198.93 to $199.92. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $199.93 to $200.92. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $200.93 to $201.31. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The reporting person was awarded 101,360 employee stock options on March 1, 2013, all of which previously vested in four equal installments.