SEC Form 4 · accession 0001141391-18-000061
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Vosburg
Officer — President, North America
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 3, 2018 | M | 17,496 | $77.72 | A | 42,229 | D | |
| Class A Common StockF1,F2 | May 3, 2018 | S | 2,551 | $184.5927 | D | 39,678 | D | |
| Class A Common StockF1,F3 | May 3, 2018 | S | 6,360 | $185.3794 | D | 33,318 | D | |
| Class A Common StockF1,F4 | May 3, 2018 | S | 6,104 | $186.5558 | D | 27,214 | D | |
| Class A Common StockF1,F5 | May 3, 2018 | S | 2,481 | $187.3811 | D | 24,733 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right ro buy)F6 | $77.72 | May 3, 2018 | M | 17,496 | D | — | Mar 1, 2024 | Class A Common Stock | 17,496 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 15, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $184.00 to $184.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $185.00 to $185.95. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $186.04 to $187.01. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $187.07 to $187.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6The reporting person was awarded 17,496 employee stock options on March 1, 2014, all of which previously vested in four equal installments.