SEC Form 4 · accession 0001141391-18-000043

Mastercard Inc · MA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Human Resources Officer

Period of report

Apr 9, 2018

Accepted (ET)

Apr 11, 2018 · 4:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001141391

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Apr 9, 2018	M	1,807	$90.13	A	5,353	D
Class A Common Stock^F1	Apr 9, 2018	S	1,807	$171.39	D	3,546	D
Class A Common Stock^F1	Apr 10, 2018	M	2,186	$90.10	A	5,732	D
Class A Common Stock^F1	Apr 10, 2018	S	2,186	$175.00	D	3,546	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right ro buy)^F1,F2	$90.13	Apr 9, 2018	M	1,807	D	—	Mar 1, 2025	Class A Common Stock	1,807	1,807	D
Employee Stock Option (right ro buy)^F1,F3	$90.10	Apr 10, 2018	M	2,186	D	—	Mar 1, 2026	Class A Common Stock	2,186	4,372	D

F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2018.
F2The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 5,421 have vested. The remaining 1,807 employee stock options will vest on March 1, 2019.
F3The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 4,372 have vested. The remaining 4,372 employee stock options will vest in two equal annual installments beginning on March 1, 2019.