SEC Form 4 · accession 0001141391-18-000035
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Haythornthwaite
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Apr 2, 2018 | S | 400 | $175.2825 | D | 44,183 | D | |
| Class A Common StockF1,F3 | Apr 2, 2018 | S | 900 | $174.4489 | D | 43,283 | D | |
| Class A Common StockF1,F4 | Apr 2, 2018 | S | 1,407 | $173.5996 | D | 41,876 | D | |
| Class A Common StockF1,F5 | Apr 2, 2018 | S | 1,702 | $172.4548 | D | 40,174 | D | |
| Class A Common StockF1,F6 | Apr 2, 2018 | S | 591 | $171.2596 | D | 39,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 5, 2016.
- F2The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $175.07 to $175.55. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $174.07 to $174.76. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- F4The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $173.04 to $173.96. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- F5The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $172.03 to $172.93. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- F6The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $170.82 to $171.72. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.