SEC Form 4 · accession 0001141391-18-000031
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy H Murphy
Officer — General Counsel
Period of report
Mar 19, 2018
Accepted (ET)
Mar 20, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 19, 2018 | M | 23,619 | $0.00 | A | 59,907 | D | |
| Class A Common StockF1,F2 | Mar 19, 2018 | S | 15,951 | $179.7898 | D | 43,956 | D | |
| Class A Common StockF1,F3 | Mar 19, 2018 | S | 6,676 | $180.5188 | D | 37,280 | D | |
| Class A Common StockF1,F4 | Mar 19, 2018 | S | 8,001 | $181.6704 | D | 29,279 | D | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By Child 2 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By Child 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F5 | $77.72 | Mar 19, 2018 | M | 23,619 | D | — | Mar 1, 2024 | Class A Common Stock | 23,619 | 7,873 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 2, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $179.22 to $180.20. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $180.23 to $181.22. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $181.23 to $182.20. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5The Reporting Person was awarded employee stock options on March 1, 2014, which vested in four equal annual installments beginning on March 1, 2015.