SEC Form 4 · accession 0001141391-18-000022
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Banga
Officer — Chief Executive Officer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2018 | A | 44,638 | $0.00 | A | 216,391 | D | |
| Class A Common Stock | holding | — | — | — | 63,036 | I | By GRAT | |
| Class A Common Stock | holding | — | — | — | 2,574 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $173.49 | Mar 1, 2018 | A | 165,036 | A | — | Mar 1, 2028 | Class A Common Stock | 165,036 | 165,036 | D |
Explanation of responses
- F1Settlement of performance stock units in shares of Class A common stock.
- F2The employee stock options vest in four (4) equal annual installments beginning March 1, 2019.