SEC Form 4 · accession 0001141391-17-000139
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Vosburg
Officer — President, North America
Period of report
Sep 21, 2017
Accepted (ET)
Sep 25, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 21, 2017 | M | 14,200 | $51.83 | A | 40,646 | D | |
| Class A Common StockF1,F2 | Sep 21, 2017 | S | 14,200 | $141.8643 | D | 26,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right ro buy)F1,F3 | $51.83 | Sep 21, 2017 | M | 14,200 | D | — | Mar 1, 2023 | Class A Common Stock | 14,200 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 7, 2017.
- F2The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $141.21 to $142.17. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- F3The Reporting Person was awarded 14,200 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014.